Skip to main content

Clients

Established RIAsBROKER DEALERS

Broker-dealers firms include the primary dealers and other traditional Wall Street organizations, as well as large commercial banks, investment banks, and even small independent boutique firms that cater to the wealthy.

Broker-dealers play an important role in the financial markets, as these firms provide the infrastructure that facilitates stock trading. In fact, if you want to buy stock, you must open a brokerage account through a brokerage firm. The brokerage firm makes sure you have enough money in your account to conduct a trade, facilitates the trade by interacting with stock exchange where the stock is traded, provides the computer systems that enact the trade and keep records of the trade.

Breakaway advisorsBREAKAWAY ADVISORS

Wealth Management can mean a variety of different things. For your clients, it may mean the achievement of specific goals. For you, it likely refers to creating customized solutions that can help your clients achieve such objectives.

Whether you are looking to breakaway from a traditional wirehouse, or leave a private practice that won't cut it when it comes to truly running your own business, OMNI provides financial advisors with a simple and straightforward approach to both the financial freedom and ownership control that being independent can truly offer.

With OMNI, you can achieve the following:

Growing RIAsGROWING RIAS

As a financial advisor with a private practice, it is essential to truly attain control of your professional — and ultimately your personal — life. One of the big challenges about having your own business is trying to learn and manage all of the back- and middle-office functions of a private practice. These tend to be time-consuming and are not traditionally one of your core competencies as a financial advisor, creating inefficiencies and barriers to growth in your business.

OMNI offers a wide variety of turn-key solutions for Technology, Back- and Middle-office Operations, Compliance, Marketing, HR, and Products & Solutions so that the advisor can spend their time dealing with clients and building their practice.

 

 

 

"Helping Customers succeed by empowering them to focus on their clients - Independence Redefined" - Felipe Luna, CEO